HHS OCR breach portal (HIPAA breaches affecting 500 or more individuals) Primary notice
Posted on the HHS OCR breach portal (HIPAA breaches affecting 500 or more individuals) with a submission date of Aug. 22, 2016.
- Organization as reported
- CalOptima, CA
- Entity type as reported
- Health Plan
- Category as reported
Unauthorized Access/Disclosure
- Location of information as reported
- Other Portable Electronic Device
- Submission date
- Aug. 22, 2016
- Observed by BreachRecords
- 2026-10-18 16:15 UTC (revision 14445, row:5584)
- Archived copy
- Held in the private archive (provenance)
An employee of CalOptima, the covered entity (CE), impermissibly copied data files containing the protected health information (PHI) of patients to an unauthorized electronic mobile storage device (a universal serial bus (USB)) on her last days of employment with the CE. The CE discovered the breach through its data loss prevention system. The breach affected approximately 15,800 individuals. The types of PHI involved included full names, addresses, dates of birth, claims information, diagnosis/conditions, medications, treatment information, Medicaid beneficiary numbers, and social security numbers. The CE provided breach notification to affected individuals, the media, and HHS, and also provided substitute notice. Following the breach, the CE immediately reported the incident to local law enforcement. As a result of the incident, the CE updated its policies and procedures, disabled USB device write privileges for all employees, and made sure its information security team will be informed when employees separated from the CE. The CE also implemented a new procedure requiring employees to justify and receive approval from management before submitting a request to its information security team to receive permission to write to USB devices. OCR obtained assurances from the CE that it implemented the corrective actions listed above.